Ready to launch your career in the securities industry? Seeking an advantage with potential employers or simply exploring your interest in finance? Kaplan’s SIE License Exam Manual is your comprehensive foundation for exam preparation.
This textbook delivers all the essential information you need, structured into clear, manageable units. Kaplan’s expert team curates the content with a sharp focus on the latest rules and regulations to ensure you are up to date. Each unit is packed with:Key topics and essential terms.Detailed graphics to clarify complex ideas.Engaging exercises and quizzes to reinforce learning.Discussion questions to deepen understanding and retention.Prepare with confidence and master the material efficiently as you get ready for your exam.
Why choose Kaplan’s SIE License Exam Manual?Industry leaders: We train more than 35,000 SIE students per yearKaplan: The brand 4,000+ employers trust the mostIndustry experts: 80+ years transforming students’ livesRobust exam prep: Text contains 19 units, hundreds of knowledge check quiz questions, test topic alerts, notes and examples
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Customer Reviews
4.4 out of 5 stars 39
4.0 out of 5 stars 2
Price
$54.99$54.99 $157.49$157.49
Format
Paperback Book Paperback Book + Online Study Program
Number of example problems
250+ 250+
Includes online resources
No Yes, Including: SecuritiesPro QBank, Study Plan, Unit Intro and Wrap-Up Videos, Topic Focused Mini-Videos, Checkpoint Exams, Practice Exam, Performance Tracker, Content Updates
Standout features
Fully comprehensive text Customizable online study plan based on your exam date
Publisher : DEARBORN FINANCIAL INSTITUTE
Publication date : December 11, 2024
Language : English
Print length : 336 pages
ISBN-10 : 107884772X
ISBN-13 : 978-1078847728
Item Weight : 1.46 pounds
Dimensions : 10.8 x 8.35 x 0.95 inches
Best Sellers Rank: #22,436 in Books (See Top 100 in Books)
Customer Reviews: 4.4 4.4 out of 5 stars (39) var dpAcrHasRegisteredArcLinkClickAction; P.when(‘A’, ‘ready’).execute(function(A) { if (dpAcrHasRegisteredArcLinkClickAction !== true) { dpAcrHasRegisteredArcLinkClickAction = true; A.declarative( ‘acrLink-click-metrics’, ‘click’, { “allowLinkDefault”: true }, function (event) { if (window.ue) { ue.count(“acrLinkClickCount”, (ue.count(“acrLinkClickCount”) || 0) + 1); } } ); } }); P.when(‘A’, ‘cf’).execute(function(A) { A.declarative(‘acrStarsLink-click-metrics’, ‘click’, { “allowLinkDefault” : true }, function(event){ if(window.ue) { ue.count(“acrStarsLinkWithPopoverClickCount”, (ue.count(“acrStarsLinkWithPopoverClickCount”) || 0) + 1); } }); });
8 reviews for Kaplan Securities Industry Essentials (SIE) License Exam Manual, 4th Edition
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$54.99

Shobha Kanta Pandey –
Service
Great
Ray Williams –
SIE IS HERE
Great study guide
Charles –
SIE Manual
Great manual, very comprehensive. Editorial team needs to work on proof reading as I noticed some errors.
Tay Tomal –
Very educational and Well Planned
I picked up this book as I work as a banker and am interested in more of the securities side of finance. I gave it a 4 out of 5 stars for two reasons. Reason 1) there were plenty of spelling errors. It seems minor, but it makes me concerned that this was not double-checked. If they couldn’t double check the spelling errors, what other errors could there be? Reason 2) I’m not very far into the book, however, I feel there needs to be more tests in this product. I would expect a chapter test, and not just sectional testing with 2-3 questions. With so many different topics packed into each section, I really recommend more challenges in play to keep the reader engaged.Overall, the book has been easy to follow. I have never been one to read books and generally do not enjoy reading. The book is written enough to feel human and not too formal.
Ken Mishima –
top tier
This is a truly top class book to explain the seemingly arcane intricacies of investment instruments and general strategies. I was blown away at the degree and amount of knowledge on display here. You can’t go wrong with this edition.
Ken –
Great book to learn and if you want o pass the securities exam
Kaplan is a name brand and a trustworthy book to read from.I wanted to learn more about securities and primarily stock market related information from an academic related book vs individuals who have been successful in the stock market.The organization of topics and spacing make it easier to read and follow.I like the knowledge checks to see what you remember.Very straight forward book to learn the fundamentals.
Espressoz –
Great Securities Prep Book by well known Company
VERDICTRecommendedWHYKaplan is a trusted source for info. This is an all in one book that has the information you need to pass the intro securities exam. So far so good. There should be a digital copy to download too (mentioned in the book)
Tenzin Namgyal –
Is it new or used one?
Book seems to be in good condition. However the cover of the book seems dirty and makes me doubt if it’s actually newThe black stains won’t go away even if I wipe if off